-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MzY27yO+wIEQXEE7yjvHEGC/aohumKrBo7ZNwpBjXlDp2tbiq7dnv92VJD3OCtkV /bJ7e8sPH6v27DA5Bf0Ffg== 0000764106-02-000005.txt : 20020414 0000764106-02-000005.hdr.sgml : 20020414 ACCESSION NUMBER: 0000764106-02-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER & BALDWIN INC CENTRAL INDEX KEY: 0000003453 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 990032630 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-08884 FILM NUMBER: 02554110 BUSINESS ADDRESS: STREET 1: 822 BISHOP STREET STREET 2: PO BOX 3440 CITY: HONOLULU STATE: HI ZIP: 96801 BUSINESS PHONE: 8085256611 MAIL ADDRESS: STREET 1: 822 BISHOP STREET STREET 2: PO BOX 3440 CITY: HONOLULU STATE: HI ZIP: 96801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST HAWAIIAN BANK CENTRAL INDEX KEY: 0000764106 IRS NUMBER: 990108517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 999 BISHOP STREET 3RD FLOOR CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085255158 MAIL ADDRESS: STREET 1: FIRST HAWAIIAN BANK STREET 2: 999 BISHOP STREET 3RD FLOOR CITY: HONONLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: FIRST HAWAIIAN BANK TRUST DIVISION DATE OF NAME CHANGE: 19890214 SC 13G 1 a1201.txt Main Page (1) TYPE SC 13G PERIOD 12/31/2001 FILER CIK 0000764106 CCC b3bs*txx SUBMISSION-CONTACT NAME STEFANIE M. HIGA PHONE 808-525-5158 SUBJECT-COMPANY NAME ALEXANDER & BALDWIN, INC. CIK 0000003453 IRS-NUMBER 99-0032630 FILE NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SC 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alexander & Baldwin, Inc. (Common Stock, Without Par Value 014482103 December 31, 2001 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BancWest Corporation 99-0156159 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER 453,662 6 SHARED VOTING POWER NUMBER OF SHARES 1,850,252 BENEFICIALLY OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 1,346,662 PERSON WITH: 8 SHARED DISPOSITIVE POWER 957,252 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,303,914 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form SC 13G Under the Securities Exchange Act of 1934 Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1(a) Name of issuer: Alexander & Baldwin, Inc. Item 1(b) Address of issuer's principal executive offices: 822 Bishop Street Honolulu, HI 96813 Item 2(a) Name of person(s) filing: BancWest Corporation Item 2(b) Address or principal business office or, if none, residence: 999 Bishop Street Honolulu HI 96813 Item 2(c) Citizenship: Delaware Item 2(d) Title of class of securities: Common Stock, Without Par Value Item 2(e) CUSIP No.: 014482103 Item 3 If this statement is filed pursuant to Rule 13d-2(b) or (c), check whether the person filings is a: (g) [X] Parent Holding Company in accordance with Rule 13d-1(b)(1)(ii)(G). Item 4 Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,303,914 (b) Percent of class: 5.7% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 453,662 (ii) Shared power to vote or to direct the vote: 1,850,252 (iii) Sole power to dispose or to direct disposition of: 1,346,662 (iv) Shared power to dispose or to direct the disposition of: 957,252 Item 5 Ownership of 5 percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [ ] Item 6 Ownership of More than 5% on Behalf of Another Person: N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.: See Exhibit 1 Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Item 10 Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 15, 2002 Signature: Name/Title: William E. Atwater Executive Vice President and Secretary DOCUMENT TYPE EX-1 DESCRIPTION IDENTIFICATION OF THE RELEVANT SUBSIDIARY TEXT EXHIBIT 1. BancWest Corporation (HC) is the parent holding company of First Hawaiian Bank (BK), a bank. TEXT /DOCUMENT -----END PRIVACY-ENHANCED MESSAGE-----